Searching for Directly Authorised Compliance Support information? Find all needed info by using official links provided below.
http://www.compoundgrowth.co.uk/directly-authorised-or-appointed-representative.html
23rd February 2016. Directly Authorised or Appointed Representative? If you are a new firm just starting out and are wondering whether it would be better to be directly authorised or appointed representative to another authorised firm we can help you weigh up your choices and provide advice and support to suit your business.
http://completecompliance.biz/
Complete Compliance: We are experienced in all areas of Compliance, Training and Competence and Treating Customers Fairly. We have thorough knowledge of FCA rule book including COBS / ICOBS / MCOBS / TC / SYSC / DISP to ensure you are provided with complete assurance.
https://www.ftadviser.com/2015/05/11/opinion/blogs/directly-authorised-is-by-far-the-safest-option-aqs9DT8OEzjGWz1VLFXH9L/article.html
Directly authorised advisers with comprehensive, reliable compliance support in place is by far “safer” than being part of a network, Simplybiz’s compliance director Gary Kershaw says in ...Author: Gary Kershaw
https://www.b-compliant.co.uk/directly-authorised/
Making the decision to go Directly Authorised (DA) can be a daunting prospect. But it needn’t be with the right support and guidance. It is important to be fully aware upfront of not only the benefits that direct authorisation provides, but also the implications and differences from being an AR, or RI.
https://www.richdale.co.uk/directly-authorised/
If your business carries out activities regulated under the Financial Services and Markets Act 2000 you will need to seek Direct Authorisation (or become an Appointed Representative of a Directly Authorised Firm) from the FCA. Richdale Consultants’ experienced and personable compliance officers are well-respected within the FCA compliance sector.
https://recruitukltd.co.uk/directly-authorised-appointed-representative-registered-individual-whats-best-for-you/
Jun 13, 2019 · Ongoing support. If you are directly authorised, it all comes down to you. However, in an AR/RI situation, the burden is shared. There is also ongoing compliance and business development support to ensure you consistently meet FCA compliance requirements, and you don’t have to waste time with Gabriel returns or time-intensive thematic reviews either.
https://www.ftadviser.com/your-industry/2017/07/13/bankhall-launches-compliance-support-service/
Bankhall has launched a compliance support solution to help directly authorised firms adapt to regulatory scrutiny in the mortgage, protection and general insurance market.Author: Damian Fantato
https://compliantsolutions.co.uk/becoming-directly-authorised.php
Leaving a Network and Becoming Directly Authorised. Are you an Appointed Representative (AR) looking to fly the nest? Are you ready to do business on your own terms while benefitting from expert advice and support whenever you need it? Our compliance consultants can support you through the FCA application process and beyond in several ways ...
https://www.tenetgroup.co.uk/TenetSelect/default.aspx
Quality FCA compliance support and business development solutions for directly authorised financial adviser firms. At TenetSelect we provide an extensive range of compliance services which are designed to keep you abreast of regulatory developments and provide clear guidance and quality solutions to help you meet the FCA's requirements.
http://www.bankhall.co.uk/Core-Services/Becoming-Directly-Authorised/Pages/Compliance-Support-Unit.aspx
Get practical guidance and support on all your regulatory requirements. Available when you need it, Bankhall’s Compliance Support Unit gives you over-the-phone and email access to an experienced and qualified team who are on-hand to give you advice and guidance on your compliance queries.
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