Searching for Pcaob Broker Dealer Accounting Support Fee information? Find all needed info by using official links provided below.
https://pcaobus.org/About/Administration/SupportFee/Pages/BDSupportFeeFAQ.aspx
If a broker's or dealer's share of the broker-dealer accounting support fee is not yet due, and the broker or dealer has no outstanding past-due share of the broker-dealer accounting support fee from a prior year, its auditor can provide the auditor services described in PCAOB Rule 7104(b), including signing an unqualified audit report.
https://pcaobus.org/About/Administration/SupportFee/Pages/default.aspx
The amount due from issuers and brokers and dealers is referred to as the "accounting support fee." The total accounting support fee is equitably allocated between issuers (the issuer accounting support fee) and brokers and dealers (the broker-dealer accounting support fee).
https://www.sec.gov/news/pressrelease/2016-51.html
Mar 14, 2016 · If the PCAOB’s 2016 budget and accounting support fee are approved by the Commission, the PCAOB will proceed with its process of determining issuer and registered broker-dealer allocations of the 2016 accounting support fee and issue invoices to issuers and registered broker-dealers based on the PCAOB’s funding rules. ###
https://www.sec.gov/news/pressrelease/2016-263.html
Dec 14, 2016 · If the PCAOB’s 2017 budget and accounting support fee are approved by the Commission, the PCAOB will proceed with issuing invoices to issuers and registered broker-dealers using the allocation described above in accordance with the PCAOB’s funding rules. ###
https://keitercpa.com/blog/the-broker-dealer-accounting-support-fee/
Nov 28, 2012 · Brokers and Dealers with less than $5 million of average net capital are not subject to the fee. For 2012, the PCAOB calculated the broker-dealer accounting support fee allocation as of August 31, 2012 and the invoice date of the fee is October 19, 2012, with payment due by November 18, 2012.
https://bradshawlawgroup.com/sec-approves-2017-pcaob-budget-accounting-support-fee/
Dec 14, 2016 · Washington D.C., Dec. 14, 2016 —The Securities and Exchange Commission voted today to approve the 2017 budget of the Public Company Accounting Oversight Board (PCAOB) and the related annual accounting support fee.. The PCAOB budget totals $268.5 million and will be funded by the collection of an accounting support fee totaling $268 million.
https://www.quadrantregulatory.com/2016/03/sec-approves-2016-pcaob-budget-accounting-support-fee/
Mar 14, 2016 · If the PCAOB’s 2016 budget and accounting support fee are approved by the Commission, the PCAOB will proceed with its process of determining issuer and registered broker-dealer allocations of the 2016 accounting support fee and issue invoices to issuers and registered broker-dealers based on the PCAOB’s funding rules. Source: SEC NEWS
https://assurancedimensions.com/services/broker-dealer-examination/
The auditing firm must be registered with the Public Company Accounting Oversight Board (PCAOB) and our firm is registered with the PCAOB. As one of the few registered audit firms, in this niche market, we offer our clients in need of broker dealer audit services, our securities industry-specific knowledge and experience.
https://vigilantllc.com/sec-approves-2016-pcaob-budget-and-accounting-support-fee/
Mar 14, 2016 · This includes approving the PCAOB’s budget and accounting support fee annually. Under Section 109 of the Sarbanes-Oxley Act, the PCAOB is required to establish, with the approval of the Commission, a reasonable accounting support fee to fund its operations. The fee is assessed annually on issuers and registered broker-dealers.Location: 223 Wilmington West Chester, Chadds Ford, 19317, PA
http://www.lexissecuritiesmosaic.com/gateway/sec/press-release/2016-51.html.htm
If the PCAOB’s 2016 budget and accounting support fee are approved by the Commission, the PCAOB will proceed with its process of determining issuer and registered broker-dealer allocations of the 2016 accounting support fee and issue invoices to issuers and registered broker-dealers based on the PCAOB’s funding rules. ###
How to find Pcaob Broker Dealer Accounting Support Fee information?
Follow the instuctions below:
- Choose an official link provided above.
- Click on it.
- Find company email address & contact them via email
- Find company phone & make a call.
- Find company address & visit their office.
