Pcaob Broker Dealer Accounting Support Fee

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Frequently Asked Questions: The Broker-Dealer Accounting ...

    https://pcaobus.org/About/Administration/SupportFee/Pages/BDSupportFeeFAQ.aspx
    If a broker's or dealer's share of the broker-dealer accounting support fee is not yet due, and the broker or dealer has no outstanding past-due share of the broker-dealer accounting support fee from a prior year, its auditor can provide the auditor services described in PCAOB Rule 7104(b), including signing an unqualified audit report.

Accounting Support Fee - PCAOB

    https://pcaobus.org/About/Administration/SupportFee/Pages/default.aspx
    The amount due from issuers and brokers and dealers is referred to as the "accounting support fee." The total accounting support fee is equitably allocated between issuers (the issuer accounting support fee) and brokers and dealers (the broker-dealer accounting support fee).

SEC Approves 2016 PCAOB Budget and Accounting Support Fee

    https://www.sec.gov/news/pressrelease/2016-51.html
    Mar 14, 2016 · If the PCAOB’s 2016 budget and accounting support fee are approved by the Commission, the PCAOB will proceed with its process of determining issuer and registered broker-dealer allocations of the 2016 accounting support fee and issue invoices to issuers and registered broker-dealers based on the PCAOB’s funding rules. ###

SEC Approves 2017 PCAOB Budget and Accounting Support Fee

    https://www.sec.gov/news/pressrelease/2016-263.html
    Dec 14, 2016 · If the PCAOB’s 2017 budget and accounting support fee are approved by the Commission, the PCAOB will proceed with issuing invoices to issuers and registered broker-dealers using the allocation described above in accordance with the PCAOB’s funding rules. ###

Accounting Support Fee Broker Dealers Richmond CPA

    https://keitercpa.com/blog/the-broker-dealer-accounting-support-fee/
    Nov 28, 2012 · Brokers and Dealers with less than $5 million of average net capital are not subject to the fee. For 2012, the PCAOB calculated the broker-dealer accounting support fee allocation as of August 31, 2012 and the invoice date of the fee is October 19, 2012, with payment due by November 18, 2012.

SEC Approves 2017 PCAOB Budget and Accounting Support Fee ...

    https://bradshawlawgroup.com/sec-approves-2017-pcaob-budget-accounting-support-fee/
    Dec 14, 2016 · Washington D.C., Dec. 14, 2016 —The Securities and Exchange Commission voted today to approve the 2017 budget of the Public Company Accounting Oversight Board (PCAOB) and the related annual accounting support fee.. The PCAOB budget totals $268.5 million and will be funded by the collection of an accounting support fee totaling $268 million.

SEC Approves 2016 PCAOB Budget and Accounting Support Fee ...

    https://www.quadrantregulatory.com/2016/03/sec-approves-2016-pcaob-budget-accounting-support-fee/
    Mar 14, 2016 · If the PCAOB’s 2016 budget and accounting support fee are approved by the Commission, the PCAOB will proceed with its process of determining issuer and registered broker-dealer allocations of the 2016 accounting support fee and issue invoices to issuers and registered broker-dealers based on the PCAOB’s funding rules. Source: SEC NEWS

Broker Dealer Audit Examinations – Assurance Dimensions

    https://assurancedimensions.com/services/broker-dealer-examination/
    The auditing firm must be registered with the Public Company Accounting Oversight Board (PCAOB) and our firm is registered with the PCAOB. As one of the few registered audit firms, in this niche market, we offer our clients in need of broker dealer audit services, our securities industry-specific knowledge and experience.

SEC Approves 2016 PCAOB Budget and Accounting Support Fee ...

    https://vigilantllc.com/sec-approves-2016-pcaob-budget-and-accounting-support-fee/
    Mar 14, 2016 · This includes approving the PCAOB’s budget and accounting support fee annually. Under Section 109 of the Sarbanes-Oxley Act, the PCAOB is required to establish, with the approval of the Commission, a reasonable accounting support fee to fund its operations. The fee is assessed annually on issuers and registered broker-dealers.Location: 223 Wilmington West Chester, Chadds Ford, 19317, PA

Press Release - Lexis® Securities Mosaic

    http://www.lexissecuritiesmosaic.com/gateway/sec/press-release/2016-51.html.htm
    If the PCAOB’s 2016 budget and accounting support fee are approved by the Commission, the PCAOB will proceed with its process of determining issuer and registered broker-dealer allocations of the 2016 accounting support fee and issue invoices to issuers and registered broker-dealers based on the PCAOB’s funding rules. ###



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